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  • Hints
  • Functional-instantiation

Lemma-instance

An object denoting an instance of a theorem

Lemma instances are the objects one provides via :use and :by hints to bring to the theorem prover's attention some previously proved or easily provable fact. A typical use of the :use hint is given below. The value specified is a list of five lemma instances.

:use (reverse-reverse
      (:type-prescription app)
      (:instance assoc-of-app
                 (x a) (y b) (z c))
      (:functional-instance p-f
                            (p consp) (f flatten))
      (:instance (:theorem (equal x x))
                 (x (flatten a))))

Observe that an event name can be a lemma instance. The :use hint allows a single lemma instance to be provided in lieu of a list, as in:

:use reverse-reverse

or

:use (:instance assoc-of-app (x a) (y b) (z c))

A lemma instance denotes a formula which is either known to be a theorem or which must be proved to be a theorem before it can be used. To use a lemma instance in a particular subgoal, the theorem prover adds the formula as a hypothesis to the subgoal before the normal theorem proving heuristics are applied.

A lemma instance, or lmi, is of one of the following forms:

(1) name, where name names a previously proved theorem, axiom, or definition and denotes the formula (theorem) of that name.

(2) rune, where rune is a rune (see rune) denoting the :corollary justifying the rule named by the rune.

(3) (:theorem term), where term is any term alleged to be a theorem. Such a lemma instance denotes the formula term. But before using such a lemma instance the system will undertake to prove term.

(4) (:instance lmi (v1 t1) ... (vn tn)), where lmi is recursively a lemma instance, the vi's are distinct variables, and the ti's are terms. Such a lemma instance denotes the formula obtained by instantiating the formula F denoted by lmi, normally by replacing each vi by ti in F and requiring that each vi must be bound in F. There are two exceptions. If the keyword :extra-bindings-ok is inserted immediately after the lemma instance in order to remove that requirement, as follows, then that requirement is ignored: (:instance lmi :extra-bindings-ok (v1 t1) ... (vn tn)). Otherwise there is the following exception pertaining to packages: if one or more variables vi do not occur in F, but for each such vi exactly one variable v with the same symbol-name as vi occurs in F and no other vj with the same symbol-name as v is bound in the substitution, then the pair (vi ti) is replaced by the pair (v ti) in the substitution.

(5) (:functional-instance lmi (f1 g1) ... (fn gn)), where lmi is recursively a lemma instance and each fi is an ``instantiable'' function symbol of arity ni and gi is a function symbol, a macro alias for a function symbol gi' (see macro-aliases-table) in which case we treat gi as gi', or a pseudo-lambda expression of arity ni. An instantiable function symbol is any defined or constrained function symbol except the primitives not, member, implies, and o<, and a few others, as listed by the constant *non-instantiable-primitives*. These are built-in in such a way that we cannot recover the constraints on them. (Special case: a function introduced in the :partial-theory of a dependent clause-processor is not instantiable; see define-trusted-clause-processor.) A pseudo-lambda expression is an expression of the form (lambda (v1 ... vn) body) where the vi are distinct variable symbols and body is any term. No a priori relation is imposed between the vi and the variables of body, i.e., body may ignore some vi's and may contain ``free'' variables. However, we do not permit v to occur freely in body if the functional substitution is to be applied to any formula (lmi or the constraints to be satisfied) in a way that inserts v into the scope of a binding of v by let or mv-let (or, lambda). If you happen to violate this restriction, an informative error message will be printed. That message will list for you the potentially illegal choices for v in the context in which the functional substitution is offered. A :functional-instance lemma instance denotes the formula obtained by functionally instantiating the formula denoted by lmi, replacing fi by gi. However, before such a lemma instance can be used, the system will generate proof obligations arising from the replacement of the fi's by the gi's in constraints that ``support'' the lemma to be functionally instantiated; see constraint. One might expect that if the same instantiated constraint were generated on behalf of several events, then each of those instances would have to be proved. However, for the sake of efficiency, ACL2 stores the fact that such an instantiated constraint has been proved, unless the proof was done inside an encapsulate event that either has a non-empty signature list or is ``empty'' (stores no events), and then avoids re-proving that constraint in future events.

See functional-instantiation-example for an example of the use of :functional-instance (so-called ``functional instantiation'').

Note that ACL2(r) (see real) imposes additional requirements for functional instantiation. See functional-instantiation-in-ACL2r.

(6) (:termination-theorem name) or (:termination-theorem! name), where name is a function symbol in logic mode. Such a lemma instance denotes the termination theorem previously proved for name, possibly modified as discussed in the next paragraph. If no such theorem exists — for example, if the definition of name is not recursive — then the lemma instance is illegal in the case of :termination-theorem, but denotes T in the case of :termination-theorem!. If name is defined as part of a mutually-recursive clique of definitions (see mutual-recursion), then the lemma instance refers to the termination theorem proved for the entire clique. See termination-theorem-example and see tthm.

Consider the application of :termination-theorem f while attempting to prove the termination theorem for a function, g. For now suppose that neither f nor g is defined using mutual-recursion. Suppose that f and g have the same number of formal parameters. Then every call of f in the termination theorem for f will be replaced by a call of g on the same arguments (except, recursively, f is also replaced by g in those arguments). The analogous replacement also takes place for mutually recursive definitions, as follows. In the case that f was introduced with (mutual-recursion (defun f1 ...) ... (defun fk ...)) and similarly g is being introduced with (mutual-recursion (defun g1 ...) ... (defun gk ...)), where for each i from 1 to k the number of formal parameters is the same for fi and gi, then the functional substitution ((f1 . g1) ... (fk . gk)) is applied to the termination theorem for the fi. (Logical justification in a nutshell: the termination proof for the fi took place before adding their definitional equations to the current theory, where the fi were thus stubs with no axioms.) Note that unlike normal functional-instantiation, here there is no proof obligation. However, the restriction applies from (5) above that the functions fi are instantiable; when that fails, then the replacement of each fi by gi will not take place.

Finally, note that an optional second argument to :termination-theorem specifies an explicit functional substitution ((f1 g1) ... (fn gn)), which is to be applied to the termination theorem for f. If that argument is supplied, then there will be no attempt to derive a functional substitution automatically, as described in the preceding paragraph.

(7) (:guard-theorem name) or (:guard-theorem name simplify), where name is a guard-verified function symbol (hence, in particular, is in logic mode). Such a lemma instance denotes the guard theorem previously proved for name, where by default simplify is :limited, which enables certain simplifications as documented elsewhere; see gthm. Otherwise simplify should be nil, to avoid all such simplification. If name is defined as part of a mutually-recursive clique of definitions (see mutual-recursion), then the lemma instance refers to the guard theorem proved for the entire clique. See guard-theorem-example and see gthm.

Obscure case for definitions. If the lemma instance refers to a :definition rune, then it refers to the corollary formula of that rune, which can be a normalized (simplified) form of the definition body; see normalize. However, if the hint is a :by hint and the lemma instance is based on a name (i.e., a symbol), rather than a rune, then the formula is the original formula of the event, as shown by :pe, rather than the normalized version, as shown by :pf. This is as one would expect: If you supply the name of an event, you expect it to refer to the original event. For :use hints we use the simplified (normalized) form instead, which is reasonable since one would expect simplification during the proof that re-traces the normalization done at the time the rule was created.

We conclude with remarks on (6) and (7). The termination theorem actually used is an unsimplified version of what was originally proved for the indicated function; the guard theorem is, by default, partially simplified. That is: while in general, the termination theorem is simplified before being given to the prover, nevertheless the unsimplified theorem is what is actually used for :termination-theorem lemma instances; for :guard-theorem, some simplification is done that is independent of the theory, by using a form of ``subsumption'' to eliminate redundancy and by deleting tautologies as well as instances of built-in-clause rules that come with ACL2. Also see guard-formula-utilities and guard-simplification. Moreover, the :measure-debug and :guard-debug keywords for xargs are ignored when generating the termination or guard theorem. You can see the termination or guard theorem for an existing function symbol FN by evaluating the form (termination-theorem 'FN (w state)) or (guard-theorem 'FN simplify guard-debug (w state) state), respectively. In the former case, failure is indicated by a result of the form (FAILED . msg), where msg is a message suitable for fmt; see msg.

Also see make-termination-theorem.

Why do we avoid simplification for :termination-theorem, as described in the preceding paragraph? The reason is that it could in principle strengthen the theorem, which is sound when admitting the original function but not for lemma instances. Future work might try to allow simplification at lemma-instance time, by ensuring that simplification never strengthens the theorem. Alternatively, simplification might be checked for each usage to be equivalence-preserving by defining a suitable macro based on make-event. For now, by avoiding simplification we guarantee that the theorem we are using is truly a theorem. The theorem being used might not be exactly the theorem originally proved, for example because of the use of case-split-limitations, which depends on the current logical world; but we expect the two theorems to be logically equivalent.

Subtopics

Termination-theorem-example
How to use a previously-proved measure theorem
Guard-theorem-example
How to use a previously-proved guard theorem
Guard-theorem
Use a previously-proved guard theorem
Termination-theorem
Use a (functional instance of a) previously-proved measure theorem